Advisory

What We Do

Three areas of work, engaged independently or in sequence.

Corporate & Entity Governance

Defines how legal entities, ownership structures, boards, and corporate governance frameworks are owned, controlled, and maintained across the platform. Covers entity lifecycle, authority, approvals, documentation, and how legal, finance, compliance, and operations work together.

Entity LifecycleAuthority FrameworksBoard & Approval WorkflowsPortfolio Company GovernanceDocumentation ControlTechnology Readiness

Investment Governance

Turns mandates, guidelines, and constraints into systems enforced in day-to-day portfolio management. Covers monitoring, limits, pre- and post-trade controls, and how investment teams, risk, compliance, and operations interact, including operationalization of CLO indenture rules, rating agency tests, and structured mandate frameworks.

Mandate DesignCLO Rule FrameworksMonitoring DesignCompliance Operating ModelPre- & Post-Trade ControlsTechnology Readiness

Platform & Operating Model

Extends governance work across the broader firm, where processes, ownership, and data break down across compliance, risk, treasury, finance, legal operations, and the systems that connect them. The broadest engagement scope, typically running alongside or extending from entity or investment governance work.

Compliance Platform GovernanceOperational Risk FrameworksCross-Functional Operating ModelTechnology Diligence & SelectionImplementation ReadinessAI Governance